Job Title : Internal Auditor
Designation : Analyst
Job Location : Gurgaon
Mandatory to have :
Internal Audit Experience
Experience with Global teams (Not only restricted to domestic clients.
Job Description:
Internal Audit Staff supporting the execution of internal audit engagements across all global business lines and management of enterprise risk framework and advisory projects.
Audit Engagements
Assist Client in execution of internal audit engagements: Planning, Fieldwork, Action Tracking
Participate in the audit planning process, including walkthroughs for each audit engagement
Update process documentation including process flowcharts, process narratives, risk and controls matrix and evaluate controls as new systems are developed and/or process changes
Manage and perform audit testing and ensure testing results are appropriately documented and communicated in accordance with Client Internal Audit Methodology
Review audit control testing results and opine on operating effectiveness of controls
Ensure clear, concise, actionable and practical observations and recommendations, with a well-documented process for communication and clearance
Responsible for timely completion of all final testing deliverables in accordance with the agreed upon deadlines
Escalate issues and address any queries/questions in a timely manner
Maintain complete transparency in all aspects related to the project tasks and priorities
Ensure Client policies and procedures are followed and data is protected
Produce quality deliverables focused on efficiency, accuracy and effectiveness
Other Key Responsibilities:
Assist Client in execution of enterprise risk program: management of Process, Risk and Controls library; performing annual risk assessments; liaising with stakeholders to evaluate risk methodologies and align with Client standards
Assist with Advisory projects across the Firm, evaluating best-practices, industry standards and design of internal controls
Assist with continuous improvement initiatives and identify control and process improvement objectives within business processes
Opportunities to visit onsite and learn new technology
Engage in strategic conversations with leaders regarding findings, recommendations, and action plans and to influence the completion of projects and initiatives
Develop team Key Performance Indicators (“KPIs”) and continuously measure quality of deliverables based on timeliness, completeness and accuracy
Support continuous learning environment through Client training offerings
Maintain awareness of development in industry, audit and risk management
Ability to build RPA for repeatable audit testing
Desired Skills:
Masters Degree in Accounting, Finance or related field preferred
Internal Audit, SOX compliance experience, preferably within the financial services industry: RIA/Asset Managers, Hedge Funds, Private Equity, Real Estate
An appropriate certification in accounting and/or auditing is highly preferred, including a CPA, CA, and/or CIA (or equivalent)
Demonstrated experience, skills and knowledge with IIA Professional Practices and Standards
Experience in an internal audit or internal control testing role; Experience with similar internal audit roles in large organizations or with Big 4 audit firms highly preferred
Strong knowledge of US GAAP, COSO 2013, PCAOB Auditing Standards, Sarbanes-Oxley, risk and controls standards and business process best practices
Demonstrated experience in enterprise risk management, including: identification and assessment of business/enterprise/technology/financial risks, documentation of controls and development of control testing programs
Familiarity with IT General Computer/Application Controls and understanding of IT platforms, applications and related technology
Ability to summarize testing exceptions, identify deficiencies and develop recommendations
Familiarity with investment, operational and financial and accounting reporting systems and audit software is a plus
Proficiency in Microsoft Office
Strong technical, analytical, and excel/spreadsheet skills
SOFT SKILLS
Ability to be proactive and take initiative
Team player - energetic and enthusiastic
Excellent verbal and written communication, collaboration and presentation skills
Leadership experience in organizing, planning and executing projects, with a proactive view towards continuous improvement of processes
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