Roles and Responsibilities:
Execute branch audits as per the Annual audit plan.
Ensure proper pre audit preparations prior to visiting the branch
Complete the branch audit within allotted mandays with comprehensive coverage as defined in the Branch audit checklist.
Identify and highlight material discrepancies observed during the Audit to reporting manager immediately for further action.
Independently draft the Branch Audit reports with utmost accuracy and consistently deliver quality in terms of Audit findings
Adhere to the Report issuance defined Turn Around Time (TAT).
Obtain appropriate management responses with action plan and timeline on all reported discrepancies and independently finalize the reports. Assign the Risk category and risk type to each observation accurately basis the defined checklist.
Ensure that appropriate evidences / supporting documentation either in Hard or soft copy are obtained and maintained for future reference for all the reported observations.
Prepare various trackers required for tracking of the effective execution of Branch audits as per plan
Ensure real time update and availability of information as and when required.
Desired Candidate Profile
Minimum 4 - 5 years of experience in the field of internal audit / Branch audit in Financial Sector preferably NBFC.
Strong verbal and written communication skills, to include process flowchart, narratives etc. and a proven track record of effectively building relationships with process owners in a positive and proactive manner.
Strong experience to quickly gain knowledge of changing business and system environments
Must be flexible (in terms of work hours, multiple jobs, teams etc.) and have strong work prioritization skills
Proven ability to self-manage / prioritize strict deadlines / timelines and manage time, resources and multiple project assignments for self and team.
Strong Interpersonal & analytical skills including proficiency in MS Office
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